The Securities Firms in the Canadian Capital Markets

The Securities Firms in the Canadian Capital Markets PDF Author: David C. Shaw
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 112

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Book Description
From the Introduction: Study Seven of "The Management of Change" series examines Canadian securities firms to determine how they are managed and interrelate with their surrounding environment. The study : 1) describes how firms are organized and how internal decisions are made; 2) identifies the essential characteristics of securities firm operations; 3) depicts how firms interrelate with other organizations functioning in the financial markets; and 4) presents the views of senior executives about the changes occurring in the industry.

The Securities Firms in the Canadian Capital Markets

The Securities Firms in the Canadian Capital Markets PDF Author: David C. Shaw
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 112

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Book Description
From the Introduction: Study Seven of "The Management of Change" series examines Canadian securities firms to determine how they are managed and interrelate with their surrounding environment. The study : 1) describes how firms are organized and how internal decisions are made; 2) identifies the essential characteristics of securities firm operations; 3) depicts how firms interrelate with other organizations functioning in the financial markets; and 4) presents the views of senior executives about the changes occurring in the industry.

The Securities Firm in the Canadian Capital Market

The Securities Firm in the Canadian Capital Market PDF Author: David Carvell Shaw
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 112

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Book Description


Blue Skies and Boiler Rooms

Blue Skies and Boiler Rooms PDF Author: Chris Armstrong
Publisher: University of Toronto Press
ISBN: 1442633042
Category : Business & Economics
Languages : en
Pages : 418

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Book Description
Blue Skies and Boiler Rooms describes the evolution of the securities market in Canada, from the onset of trading, through the boom of the 1920s and the depression of the 1930s, to the outbreak of the Second World War. The book documents the problems of fraud, misrepresentation, and manipulation of prices, which plagued the securities industry from the outset and which eventually led to market regulation, first by the stock exchanges and later, after the First World War, by governments. Some people argued that regulation to prevent abuses should be modelled on the American ‘blue sky’ legislation, so named after the promises of smooth-talking con men in fly-by-night operations who victimized the unwary with sales pitches offering shares in virtually anything. Even ‘the blue sky above.’ Such legislation became necessary as shady types marketed shares of doubtful value through ‘boiler rooms,’ which used high-pressure mail and telephone selling methods to separate people from their money. This is a tale well told, with a splendid cast of crooks and raffish characters. It is also an in-depth study based on extensive primary research that captures the distinctiveness of the development of the Canadian securities market. Armstrong’s book shows that today’s Bre-X saga is only the latest in a series of episodes in which investors have fixed their hopes for quick and easy profits on speculative mining stock. It will be welcomed by students and scholars of financial, business, and economic history.

Financial Markets and Foreign Ownership

Financial Markets and Foreign Ownership PDF Author: John Charles Pattison
Publisher: Toronto: Ontario Economic Council
ISBN:
Category : Capital market
Languages : en
Pages : 162

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Book Description


How to Invest in Canadian Securities

How to Invest in Canadian Securities PDF Author: Canadian Securities Institute
Publisher:
ISBN: 9780919796003
Category : Bonds
Languages : en
Pages : 260

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Book Description


Stock Investing & Trading for Canadians eBook Mega Bundle For Dummies

Stock Investing & Trading for Canadians eBook Mega Bundle For Dummies PDF Author: Andrew Dagys
Publisher: John Wiley & Sons
ISBN: 111860511X
Category : Business & Economics
Languages : en
Pages : 792

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Book Description
Get these two great books in one convenient ebook bundle! Stock Investing For Canadians For Dummies, Third Edition includes information on stock investing in both bear and bull markets; unique investment segments; stock investing for different types of situations; and examples straight from the real world of stock investing as they have occurred in the past three years. With up-to-date references and resources, this book is the most reliable resource for the new stock market investor. New in this edition: Investigating how governments affect markets: The authors present an unbiased look at how government intervention can and has shaped the markets, so that investors know what to watch for and can respond appropriately to protect their investments—or even benefit Explaining economics: As governments around the world intervene in the markets, media coverage of the economic theory behind these moves (and the economic theories that deplore them) has expanded greatly—and most of it's muddled; new content in the book explains what investors need to know about economics Exploring stock trading: For readers that want to move stocks quickly rather than invest for the long run, the authors offer a crash course in the fundamentals of trading, and some critical do's and don'ts This edition also offers a brand-new part of tens focused on how investors can protect their money and spot warning signs when a good stock is about to go bad Trading For Canadians For Dummies stresses the practice of position trading, conducting technical analysis on a company and its performance, and research methods that enable the trader to strategically select both an entry and exit point before a stock is even purchased. Adapted for Canadian readers, this edition discusses the Toronto Stock Exchange, brokerage options in Canada, and how Canadians can become certified traders. With Canadian examples and resources, this is the only guide to trading tailor-made for Canadians.

Report

Report PDF Author: Ontario Securities Commission. Securities Industry Ownership Committee
Publisher:
ISBN:
Category : Investments, Foreign
Languages : en
Pages : 216

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Book Description


Comparative Survey of Securities Laws

Comparative Survey of Securities Laws PDF Author: International Bar Association Staff
Publisher: Springer Science & Business Media
ISBN: 9401743649
Category : Law
Languages : en
Pages : 238

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Book Description
The Section on Business Law of the International Bar Association is greatly indebted to the Editor, J. Michael Robinson and to John Gauntlett, the Chairman of the Committee on Issues and Trading in Securities, and his Vice Chairmen, Blaise Pasztory, Robert Briner and the members of the Committee who have contributed, for their joint efforts in preparing this ftrst book of their committee. It will make a valuable addition to the libraries of all practising lawyers because it has been written by practising lawyers, with the knowledge and experience of their own daily work and the understanding of what a practi tioner is looking for. I am confident that this book will prove of real assistance to practitioners world-wide, as have previous publications of other Committees of the Section on Business Law. I wish it great success. I hope that you may wish to join the Section on Business Law and thereby make contact and work with lawyers with similar interests in commercial law. WALTER OPPENHOF Chairman of the Section on Business Law XI Editor's Introduction I have great pleasure in presenting reports from fourteen countries. In the best tradition of many institutions of higher learning which trace their origins to some medieval ale house, this project has its genesis in a bar.

International Trade in Services

International Trade in Services PDF Author: Organisation for Economic Co-operation and Development
Publisher: Organisation for Economic Co-operation and Development ; Washington, D.C. : OECD Publications and Information Centre
ISBN:
Category : International trade
Languages : en
Pages : 136

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Book Description


National Treatment Study

National Treatment Study PDF Author: United States. Department of Treasury
Publisher:
ISBN:
Category : Banks and banking, American
Languages : en
Pages : 762

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Book Description