Author: Tamar Frankel
Publisher: Wolters Kluwer
ISBN: 145487063X
Category : Law
Languages : en
Pages : 4830
Book Description
The Regulation of Money Managers (with the original subtitle: The Investment Company Act and The Investment Advisers Act) was published in 1978 and 1980. The Second Edition, subtitled Mutual Funds and Advisers, was published in 2001 and has been annually updated since then. It is a comprehensive and exhaustive treatise on investment management regulation. The treatise covers federal and state statutes, their legislative history, common law, judicial decisions, rules and regulations of the Securities and Exchange Commission, staff reports, and other publications dealing with investment advisers and investment companies. The treatise touches on other financial institutions such as banks, insurance companies, and pension funds. The work also discusses the economic, business, and theoretical aspects of the investment management industry and their effects on the law and on policy. The treatise contains detailed analysis of the history and development of the Investment Company Act and the Investment Advisers Act. It examines the definitions in the Acts, including the concept of ‘‘investment adviser,’’ ‘‘affiliates,’’ and ‘‘interested persons.’’ It outlines the duties of investment company directors, the independent directors, and other fiduciaries of investment companies. The treatise deals with the SEC’s enforcement powers and private parties’ rights of action.
Regulation of Money Managers
Author: Tamar Frankel
Publisher: Wolters Kluwer
ISBN: 145487063X
Category : Law
Languages : en
Pages : 4830
Book Description
The Regulation of Money Managers (with the original subtitle: The Investment Company Act and The Investment Advisers Act) was published in 1978 and 1980. The Second Edition, subtitled Mutual Funds and Advisers, was published in 2001 and has been annually updated since then. It is a comprehensive and exhaustive treatise on investment management regulation. The treatise covers federal and state statutes, their legislative history, common law, judicial decisions, rules and regulations of the Securities and Exchange Commission, staff reports, and other publications dealing with investment advisers and investment companies. The treatise touches on other financial institutions such as banks, insurance companies, and pension funds. The work also discusses the economic, business, and theoretical aspects of the investment management industry and their effects on the law and on policy. The treatise contains detailed analysis of the history and development of the Investment Company Act and the Investment Advisers Act. It examines the definitions in the Acts, including the concept of ‘‘investment adviser,’’ ‘‘affiliates,’’ and ‘‘interested persons.’’ It outlines the duties of investment company directors, the independent directors, and other fiduciaries of investment companies. The treatise deals with the SEC’s enforcement powers and private parties’ rights of action.
Publisher: Wolters Kluwer
ISBN: 145487063X
Category : Law
Languages : en
Pages : 4830
Book Description
The Regulation of Money Managers (with the original subtitle: The Investment Company Act and The Investment Advisers Act) was published in 1978 and 1980. The Second Edition, subtitled Mutual Funds and Advisers, was published in 2001 and has been annually updated since then. It is a comprehensive and exhaustive treatise on investment management regulation. The treatise covers federal and state statutes, their legislative history, common law, judicial decisions, rules and regulations of the Securities and Exchange Commission, staff reports, and other publications dealing with investment advisers and investment companies. The treatise touches on other financial institutions such as banks, insurance companies, and pension funds. The work also discusses the economic, business, and theoretical aspects of the investment management industry and their effects on the law and on policy. The treatise contains detailed analysis of the history and development of the Investment Company Act and the Investment Advisers Act. It examines the definitions in the Acts, including the concept of ‘‘investment adviser,’’ ‘‘affiliates,’’ and ‘‘interested persons.’’ It outlines the duties of investment company directors, the independent directors, and other fiduciaries of investment companies. The treatise deals with the SEC’s enforcement powers and private parties’ rights of action.
Regulation of Money Managers 2000
Author: Wolters Kluwer Law & Business
Publisher: Aspen Publishers
ISBN: 9780735510807
Category :
Languages : en
Pages : 1974
Book Description
Publisher: Aspen Publishers
ISBN: 9780735510807
Category :
Languages : en
Pages : 1974
Book Description
The Regulation of Money Managers
Author: Tamar Frankel
Publisher:
ISBN: 9780316291545
Category :
Languages : en
Pages :
Book Description
Publisher:
ISBN: 9780316291545
Category :
Languages : en
Pages :
Book Description
The Regulation of Money Managers
Author: Tamar Frankel
Publisher: Aspen Publishers
ISBN: 9780316291927
Category :
Languages : en
Pages :
Book Description
This multi-volume work on the subjects of investment companies and investment management is thoroughly updated to reflect the many changes in the field. Current issues, such as, interest rate deregulation, discount brokerage services, money market funds, and others are discussed in the treatise.
Publisher: Aspen Publishers
ISBN: 9780316291927
Category :
Languages : en
Pages :
Book Description
This multi-volume work on the subjects of investment companies and investment management is thoroughly updated to reflect the many changes in the field. Current issues, such as, interest rate deregulation, discount brokerage services, money market funds, and others are discussed in the treatise.
The Regulation of Money Managers
Author: Tamar Frankel
Publisher:
ISBN: 9781454870654
Category : Investment advisors
Languages : en
Pages :
Book Description
Publisher:
ISBN: 9781454870654
Category : Investment advisors
Languages : en
Pages :
Book Description
The Regulation of Money Managers
Author: Tamar Frankel
Publisher:
ISBN: 9780316292030
Category :
Languages : en
Pages : 0
Book Description
Publisher:
ISBN: 9780316292030
Category :
Languages : en
Pages : 0
Book Description
Protecting Investors
Author: United States. Securities and Exchange Commission. Division of Investment Management
Publisher: Securities and Exchange Commission
ISBN:
Category : Business & Economics
Languages : en
Pages : 580
Book Description
Publisher: Securities and Exchange Commission
ISBN:
Category : Business & Economics
Languages : en
Pages : 580
Book Description
The Regulation of Money Managers
Author: Tamar Frankel
Publisher: Piatkus Books
ISBN: 9780316292702
Category : Investment advisors
Languages : en
Pages : 487
Book Description
Publisher: Piatkus Books
ISBN: 9780316292702
Category : Investment advisors
Languages : en
Pages : 487
Book Description
US Regulation for Asset Managers Outside the United States
Author: Jack W. Murphy
Publisher:
ISBN: 9780414031968
Category : Investment advisors
Languages : en
Pages :
Book Description
This new edition covers all aspects of US regulation that affect investment management firms, broker dealers and their advisers outside the United States. This encompasses not only SEC regulation, but also CFTC and ERISA aspects, and the text will also deal with aspects of broker dealer legislation and regulation that impacts on investment management work
Publisher:
ISBN: 9780414031968
Category : Investment advisors
Languages : en
Pages :
Book Description
This new edition covers all aspects of US regulation that affect investment management firms, broker dealers and their advisers outside the United States. This encompasses not only SEC regulation, but also CFTC and ERISA aspects, and the text will also deal with aspects of broker dealer legislation and regulation that impacts on investment management work
Regulation of Money Managers
Author: Wolters Kluwer Law & Business
Publisher: Aspen Publishers
ISBN: 9780735500914
Category :
Languages : en
Pages : 1826
Book Description
Publisher: Aspen Publishers
ISBN: 9780735500914
Category :
Languages : en
Pages : 1826
Book Description