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Oversight of the Securities and Exchange Commission and the Securities Industry

Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher:
ISBN:
Category : Insider trading in securities
Languages : en
Pages : 308

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Oversight of the Securities and Exchange Commission and the Securities Industry

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Problems in the Securities Industry

Author: United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities
Publisher:
ISBN:
Category : Government publications
Languages : en
Pages : 150

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Securities Industry

Author: United States. General Accounting Office
Publisher:
ISBN:
Category : Securities industry
Languages : en
Pages : 52

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Study of the Securities Industry

Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 1626

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Securities Industry Study: Self-regulation in the securities industry

Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 340

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Securities Industry Study

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Securities Acts Amendments of 1975, Oversight

Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Oversight and Investigations
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 1222

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"--good People, Important Problems and Workable Laws"

Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Government publications
Languages : en
Pages : 80

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The SEC and Capital Market Regulation

Author: Anne M Khademian
Publisher: University of Pittsburgh Pre
ISBN: 0822976897
Category : Political Science
Languages : en
Pages : 293

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Book Description
Anne M. Khademian addresses the significance of the SEC for securities policy and uses the agency as a model for the study of bureaucracy and bureaucratic theory. She examines the interaction of bureaucrats, politicians and the White House, and connects early debates in the field of public administration with the contemporary arguments of rational choice scholars concerning independence. The classic tension within U.S. federal agencies is between the need to hold bureaucrats politically accountable to elected officials and the need to delegate complex decision making to officials with “independent” expertise. In the SEC this tension is especially pronounced because of the agency's dependence on attorneys and economists. Khademian traces the development of a regulatory strategy from the creation of the SEC by FDR in 1934 to the present, examines the roles of SEC experts and their political overseers in Congress as they create policy, and evaluates the stability of that policy. Her study reveals how the tug-of-war between demands for accountability and giving freedom to expertise has affected the agency's evolution and its regulatory activities.

Study of the Securities Industry

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